A white background with a few lines on it
CHIEF COMPLIANCE OFFICER

Cassandra Lally

Cassandra Lally serves as the Chief Compliance Officer at Bergamot Asset Management.


Prior to Bergamot, Mrs. Lally served as the Chief Compliance Officer for Suffolk Capital Management. In May 2005, Mrs. Lally was the Portfolio Administrator handling the day-to-day trade operations and back office support. 


In 2010, in addition to providing client support, she became the Compliance Manager working closely with the CCO and the compliance team. In 2017, Mrs. Lally became the Chief Compliance Officer at Suffolk Capital. Her responsibilities were to oversee the policies and procedures and managing regulatory matters within the firm. She reviewed, maintained and updated all regulatory filings including the SEC Forms ADV Parts I & II etc. 


Mrs. Lally holds a Bachelor of Arts degree in Social Science from Stony Brook University.


Email: cassandralally@bergamotam.com

Share by: